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Walter Kathmann McNulty

Stonex Financial Inc.

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About Walter Kathmann McNulty

Walter McNulty is a financial professional with over 30 years of experience in the financial services industry. Walter has held various roles at firms including Jefferies LLC, Wachovia Capital Markets, LLC, and Wachovia Securities, LLC. Currently, Walter is registered with Stonex Financial Inc. and holds Series 7, Series 63, SIE and Series 99TO licenses. Walter has worked in the financial services industry since 1991. Walter is licensed in the states of California, Illinois, Massachusetts, Mississippi, Nebraska, New Jersey, New York, and North Carolina.

Firm Information

Walter McNulty is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter McNulty’s Registration & Firm History

CT

05/01/2019 - Present

Stonex Financial Inc. (Stamford CT)

NY

05/08/2013 - 05/01/2019

INTL FCSTONE CREDIT TRADING LLC (NEW YORK NY)

CT

04/18/2005 - 04/03/2013

JEFFERIES LLC (STAMFORD CT)

NC

07/01/2003 - 10/01/2004

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

06/01/2000 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

CT

01/13/1993 - 06/01/2000

FORUM CAPITAL MARKETS LLC (OLD GREENWICH CT)

CT

04/19/1991 - 12/22/1992

MCMAHAN SECURITIES CO. L.P. (GREENWICH CT)

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Licenses & Designations

BC

Issued 01/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter Kathmann McNulty.
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