Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Sokira is an investment advisor representative with Robert W. Baird & Co. Inc. Walter has been in the financial services industry since 1994. Walter holds the Series 7, Series 63, and Series 65 licenses. Walter is registered with the following states: Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, West Virginia, and Wyoming. Walter has worked with J.J.B. HILLIARD, W.L. LYONS, LLC, UBS FINANCIAL SERVICES INC., LIBERTY SECURITIES CORPORATION, NATCITY INVESTMENTS, INC., INDEPENDENT FINANCIAL SECURITIES, INC., NATIONAL CITY INVESTMENTS CORPORATION, and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OH
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Akron OH)
OH
05/18/2018 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Akron OH)
OH
05/12/2016 - 05/30/2018
UBS FINANCIAL SERVICES INC. (AKRON OH)
NY
08/03/1998 - 01/07/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
OH
06/01/1996 - 01/04/1999
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NA
05/24/1994 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
10/25/1993 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
NY
09/08/1992 - 10/25/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/18/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Walter Sokira is the right advisor for you? Invested Better is here to help.
