Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Roderer is a financial advisor at Harbour Investments, Inc., a firm based in Madison, WI. Walter has been in the financial services industry since 1986 and has worked for several firms including Fifth Third Securities, Inc. and Citigroup Global Markets Inc. Walter is registered in Florida, Ohio, and West Virginia. He holds Series 3, 7, 63 and 65 licenses. Walter also owns Roderer Financial Group, an independent insurance agency, and Roderer Tax Group, LLC, a tax preparation business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/04/2011 - Present
Harbour Investments, Inc. (DAYTON OH)
OH
06/05/2009 - 05/18/2011
SECURITIES AMERICA, INC. (SPRINGBORO OH)
OH
05/10/2004 - 06/18/2009
FIFTH THIRD SECURITIES, INC. (CENTERVILLE OH)
NY
07/31/1993 - 05/17/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/04/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/25/1986 - 07/22/1988
INVESTMENT MANAGEMENT & RESEARCH, INC
IA
Issued 08/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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