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Walter Joseph Fitzpatrick

Nylife Securities LLC

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About Walter Joseph Fitzpatrick

Walter Fitzpatrick is a financial advisor at Nylife Securities LLC in Saddle Brook, NJ. He is a registered representative of the firm and holds the Series 63, Series 6TO, and SIE exams. Walter has been in the financial services industry since February 2024.

Firm Information

Walter Fitzpatrick is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Fitzpatrick’s Registration & Firm History

NJ

02/15/2024 - Present

Nylife Securities LLC (SADDLE BROOK NJ)

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Licenses & Designations

BC

Issued 03/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/25/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Walter Joseph Fitzpatrick. Review regulatory record here.
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