Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Carroll is a securities professional with over 15 years of experience in the financial services industry. Walter has held various roles at TD Ameritrade, Thinkorswim, and currently works at Robinhood Financial, LLC. Walter holds Series 7, Series 24, and Series 63 licenses, and is registered in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/17/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
NE
07/21/2016 - 01/11/2021
TD AMERITRADE, INC. (OMAHA NE)
NE
01/24/2014 - 07/25/2016
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
04/13/2006 - 02/13/2014
TD AMERITRADE, INC. (OMAHA NE)
IL
08/21/2009 - 05/27/2010
THINKORSWIM, INC. (CHICAGO IL)
BC
Issued 04/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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