Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Joseph Anthony is a registered representative with Hilltop Securities Inc. in Plano, TX. Walter has been in the securities industry since April 19, 1998. Walter is also an Investment Advisor Representative registered with Hilltop Securities Inc. and has been active in this capacity since January 2008. Previously, Walter was registered with CUNA BROKERAGE SERVICES, INC. and SOUTHWEST SECURITIES, INC. Walter holds licenses for Series 63, 65, 7 and 24, and has taken the Securities Industry Essentials Examination. Walter provides advisory services for individuals, publishes periodicals, conducts educational seminars and assists with the selection of other advisors. Walter has worked in the securities industry for more than 25 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/31/2008 - Present
Hilltop Securities Inc. (Plano TX)
TX
06/18/1999 - 02/01/2008
CUNA BROKERAGE SERVICES, INC. (FORT WORTH TX)
TX
01/25/2008 - 01/31/2008
SOUTHWEST SECURITIES, INC. (PLANO TX)
RI
04/29/1996 - 06/26/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 08/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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