Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Schwartz is a financial advisor with Raymond James Financial Services Advisors, Inc., based in Louisville, KY. Walter has been in the financial industry since 1995 and holds a variety of licenses and certifications, including Series 7, 24, and 63 licenses. Walter provides a wide range of financial services to individuals and businesses, including financial planning, portfolio management, and retirement planning. Walter is a member of the St. Matthews Investment Group and also owns a plane company. Walter is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (LOUISVILLE KY)
MO
05/19/1995 - 02/12/2000
EDWARD JONES (ST. LOUIS MO)
BC
Issued 05/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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