Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter John Hoehler is a financial advisor associated with B. Riley Wealth Advisors, Inc., located in Memphis, TN. Walter has over 27 years of experience in the financial services industry. He is licensed to conduct business in Alabama, California, Connecticut, Florida, Maryland, Minnesota, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Virginia. Walter holds Series 3, 6, 7, 55, 63, 66, and SIE licenses. Walter specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/16/2022 - Present
B. Riley Wealth Advisors, Inc. (New York NY)
TX
01/30/2012 - 06/08/2020
BANORTE-IXE SECURITIES INTERNATIONAL, LTD. (HOUSTON TX)
NY
12/16/2009 - 02/08/2012
IXE SECURITIES, LLC (NEW YORK NY)
NY
02/10/1999 - 12/14/2009
BANORTE SECURITIES INTERNATIONAL, LTD. (NEW YORK NY)
NY
06/02/1998 - 11/13/1998
BBV SECURITIES INC. (NEW YORK NY)
TX
01/12/1998 - 05/26/1998
AFIN SECURITIES INTERNATIONAL, LTD. (HOUSTON TX)
TX
05/10/1996 - 05/16/1997
BANCOMER SECURITIES INTERNATIONAL INC. (HOUSTON TX)
FL
12/08/1994 - 04/10/1996
VECTORMEX INCORPORATED (MIAMI FL)
NY
07/16/1992 - 07/25/1994
SMITH BARNEY INC. (NEW YORK NY)
MN
07/27/1990 - 01/31/1991
AMEV INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 11/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/03/1995
Series 3 - National Commodity Futures Examination
BC
Issued 07/11/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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