Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Balch has been in the financial services industry since 1999. Currently, Walter is a registered representative at Regions Securities LLC. Walter's previous experience includes a role at BANC OF AMERICA SECURITIES LLC. Walter holds the Series 7, Series 63 and SIE licenses. Walter has been registered to sell securities in Missouri and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/11/2012 - Present
Regions Securities LLC (Charlotte NC)
NC
09/08/1997 - 10/12/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 12/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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