Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Clough is a financial advisor with Neuberger Berman BD LLC. Walter is based in New York, New York and has been in the financial services industry for over 10 years. Walter holds the Series 31, Series 7, and Series 6 licenses, among others. Walter earned a designation as a Chartered Financial Analyst. Walter has also been previously registered with Credit Suisse Securities (USA) LLC and Seligman Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/18/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
11/17/2011 - 12/31/2016
CREDIT SUISSE SECURITIES (USA) LLC (New York NY)
MA
12/01/2000 - 07/17/2002
SELIGMAN ADVISORS, INC. (BOSTON MA)
BC
Issued 12/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Walter Clough is the right advisor for you? Invested Better is here to help.
