Unclaimed
Walter James Thomas is a registered representative with Avantax Investment Services, Inc. and has been in the securities industry since June 16, 2016. Walter is registered with the state of Mississippi, and holds the Series 63, SIE and Series 7 licenses. Walter is currently licensed in Alabama, California, Florida, Georgia, Louisiana, Maine, Mississippi, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MS
06/16/2016 - Present
Avantax Investment Services, Inc. (Petal MS)
BC
Issued 08/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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