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Walter James Selby

Empower Financial Services, Inc.

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About Walter James Selby

Walter Selby is a financial professional with over 15 years of experience in the industry. Walter currently holds registrations with the states of California, Montana, and Nevada. Walter is associated with Empower Financial Services, Inc. and is currently registered as a broker-dealer. Previously, Walter was registered with OneAmerica Securities, Inc., Stancorp Equities, Inc., and Morgan Stanley & Co., Incorporated. Walter holds Series 6, 7, 31, 66, and SIE licenses and has experience in the investment company products/variable contracts, futures managed funds, and general securities industries.

Firm Information

Walter Selby is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Selby’s Registration & Firm History

MA

02/04/2015 - Present

Empower Financial Services, Inc. (Boston MA)

IN

08/29/2011 - 12/08/2014

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

CA

03/10/2008 - 07/21/2011

STANCORP EQUITIES, INC. (WALNUT CREEK CA)

CA

08/03/2007 - 01/08/2008

MORGAN STANLEY & CO., INCORPORATED (WALNUT CREEK CA)

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Licenses & Designations

BOTH

Issued 08/22/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 08/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter James Selby.
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