Unclaimed
Walter Selby is a financial professional with over 15 years of experience in the industry. Walter currently holds registrations with the states of California, Montana, and Nevada. Walter is associated with Empower Financial Services, Inc. and is currently registered as a broker-dealer. Previously, Walter was registered with OneAmerica Securities, Inc., Stancorp Equities, Inc., and Morgan Stanley & Co., Incorporated. Walter holds Series 6, 7, 31, 66, and SIE licenses and has experience in the investment company products/variable contracts, futures managed funds, and general securities industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/04/2015 - Present
Empower Financial Services, Inc. (Boston MA)
IN
08/29/2011 - 12/08/2014
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
CA
03/10/2008 - 07/21/2011
STANCORP EQUITIES, INC. (WALNUT CREEK CA)
CA
08/03/2007 - 01/08/2008
MORGAN STANLEY & CO., INCORPORATED (WALNUT CREEK CA)
BOTH
Issued 08/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 08/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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