Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter James Hails has been in the financial services industry since December 1999. Walter is currently registered with SPC as a Registered Representative and Investment Advisor Representative. Walter previously worked for several firms including Morgan Stanley, Charles Schwab & Co., Inc., Parkland Securities, LLC, Sigma Financial Corporation, Scottrade, Inc., and Olde Discount Corporation. Walter holds FINRA Series 7, 9, 24, 52, 63, and 66 licenses and is registered in several states. Walter has experience in providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/30/2020 - Present
SPC (ANN ARBOR MI)
MI
05/14/2019 - 09/25/2019
MORGAN STANLEY (FLINT MI)
MI
06/09/2017 - 05/21/2019
CHARLES SCHWAB & CO., INC. (ANN ARBOR MI)
MI
09/09/2014 - 05/11/2017
PARKLAND SECURITIES, LLC (ANN ARBOR MI)
MI
09/09/2014 - 05/11/2017
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
MI
04/03/2003 - 07/24/2014
SCOTTRADE, INC. (CANTON MI)
TX
05/08/2000 - 03/14/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MI
07/27/1995 - 07/08/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 08/18/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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