Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter James Coughlin is a financial advisor based in Denver, Colorado. Walter has been in the financial industry since 1987, and is currently registered with Colorado Financial Service Corp. and Coughlin & Company, Inc.. Walter offers financial planning and portfolio management services to high-net-worth individuals. Walter has a variety of licenses and certifications including the Series 7, 24, 50, 52, 53, 54, 63, 79 and 99.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
07/02/2024 - Present
Colorado Financial Service Corp. (DENVER CO)
NY
10/22/1986 - 04/17/1990
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 11/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2020
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 08/17/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/11/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/02/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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