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Walter J Roesch

Bofa Securities, Inc.

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About Walter J Roesch

Walter Roesch is a licensed securities professional, currently registered with Bofa Securities, Inc. Walter has over 7 years of experience in the financial services industry. Walter is a Series 99 and SIE licensed professional and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Walter Roesch is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Walter Roesch’s Registration & Firm History

NY

05/10/2019 - Present

Bofa Securities, Inc. (NEW YORK NY)

NJ

06/18/2012 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter J Roesch.
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