Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter J. O'Brien is a registered investment advisor representative with Westside Investment Management, LLC. Walter has been in the securities industry since 1997 and has experience working with various financial institutions, including Wells Fargo Advisors Financial Network, LLC, Morgan Stanley DW Inc., and American Express Financial Advisors Inc. Walter is licensed in multiple states and holds several professional designations, including Chartered Financial Consultant. He specializes in providing financial planning services and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
05/13/2014 - Present
Westside Investment Management, LLC (KAHULUI HI)
HI
09/08/2005 - 04/24/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HONOLULU HI)
NY
10/20/1997 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
06/11/1997 - 09/12/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/11/1997 - 09/12/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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