Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Cordi is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Walter is a seasoned financial professional with over 28 years of experience in the financial industry. Walter has held previous roles with J.P. MORGAN SECURITIES LLC, UBS FINANCIAL SERVICES INC., and CITIGROUP GLOBAL MARKETS INC. Walter has a wide range of experience in financial markets, including investments and options, and is well-equipped to assist clients with their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/13/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/30/2017 - 11/16/2020
J.P. MORGAN SECURITIES LLC (New York NY)
NY
06/23/2015 - 06/19/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
05/29/2007 - 06/25/2015
CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)
NY
12/22/1997 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
06/24/1997 - 10/24/1997
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
05/01/1996 - 06/30/1997
MARSH, BLOCK & CO. INC. (NEW YORK NY)
CA
03/27/1996 - 05/08/1996
KENSINGTON SECURITIES, INC. (ALISO VIEJO CA)
NA
11/15/1995 - 04/02/1996
KENSINGTON WELLS INCORPORATED
NY
01/06/1995 - 12/07/1995
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
06/25/1992 - 01/10/1995
WHALE SECURITIES CO., L.P. (NEW YORK NY)
BOTH
Issued 11/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/6/2017
Series 4 - Registered Options Principal Examination
BC
Issued 9/14/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/14/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/26/2016
Series 3 - National Commodity Futures Examination
BC
Issued 2/23/1993
Series 7 - General Securities Representative Examination
BC
Issued 6/23/1992
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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