Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Hugh Holmes is a financial professional with over 25 years of experience in the industry. He has been with Fidelity Personal AND Workplace Advisors since July 2018, and is registered to provide investment advice in New Jersey, New York, and Texas. Walter has a diverse background having previously worked with firms like Chase Investment Services Corp., Morgan Stanley DW Inc., Olde Discount Corporation, and D. H. Blair & Co., Inc. Walter holds multiple securities licenses and designations including the Series 7, Series 8, Series 9, Series 10, Series 63 and Series 65, as well as the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (NORTH PARAMUS NJ)
IL
02/11/2003 - 01/26/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
03/28/2000 - 01/07/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MI
09/25/1995 - 04/10/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
01/26/1995 - 06/05/1995
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 03/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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