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Walter Howell Braillard

Franklin Distributors, LLC

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About Walter Howell Braillard

Walter Howell Braillard is a financial advisor with over 29 years of experience in the industry. Walter is currently registered with Franklin Distributors, LLC and Clarion Partners Securities, LLC. Prior to his current roles, Walter worked at several other firms, including Heitman Securities LLC, PIMCO Investments LLC, MBSC Securities Corporation, Mellon Funds Distributor, L.P., Fidelity Brokerage Services LLC, and John Hancock Distributors, Inc. Walter holds Series 3, 6, 7, 24, and 63 licenses. Walter has been registered in 50 states.

Firm Information

Walter Braillard is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Braillard’s Registration & Firm History

MA

11/03/2022 - Present

Franklin Distributors, LLC (Boston MA)

IL

09/20/2019 - 06/08/2022

HEITMAN SECURITIES LLC (CHICAGO IL)

CA

08/24/2017 - 08/15/2019

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

MA

05/23/2006 - 08/23/2017

MBSC SECURITIES CORPORATION (BOSTON MA)

MA

05/23/2006 - 07/11/2007

MELLON FUNDS DISTRIBUTOR, L.P. (BOSTON MA)

RI

03/17/1993 - 04/21/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

11/24/1992 - 02/04/1993

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

11/24/1992 - 02/04/1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 12/04/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2012

Series 3 - National Commodity Futures Examination

BC

Issued 07/23/1993

Series 7 - General Securities Representative Examination

BC

Issued 11/19/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter Howell Braillard.
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