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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Howard Powell is a registered investment advisor representative with Morgan Stanley. Walter has been working in the financial services industry since April 1994. Walter has passed numerous securities licenses including Series 3, 7, 9, 10, 31 and the SIE exam. Walter has been registered with Morgan Stanley since June 2009. Prior to that, Walter was registered with Citigroup Global Markets Inc. and The Robinson-Humphrey Company, LLC. Walter is licensed to provide investment advice in 44 states. Walter is a licensed investment advisor representative in Tennessee and Texas. Walter provides investment advice to a wide range of clients including individuals, high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. Walter also provides asset allocation advice, financial planning services, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
05/05/2020 - Present
Morgan Stanley (Memphis TN)
TN
09/30/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MEMPHIS TN)
GA
04/05/1994 - 10/16/1998
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 04/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/29/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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