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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Hauser is an investment advisor representative with Raymond James & Associates, Inc., and has been in the industry since 1980. Walter Hauser is registered in 33 states and also has a securities license. Walter Hauser is a registered representative and investment advisor in the states of Florida, Ohio, and Texas. Walter Hauser also previously worked with UBS Financial Services INC., McDonald Investments INC., Advest, INC., and Vercoe & Company, INC.. Walter Hauser's current office location is 2154 E. MAIN STREET, SUITE # 201, BEXLEY, OH 43209.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/19/2014 - Present
Raymond James & Associates, Inc. (BEXLEY OH)
OH
02/09/2007 - 05/12/2014
UBS FINANCIAL SERVICES INC. (NEW ALBANY OH)
OH
10/22/1990 - 02/09/2007
MCDONALD INVESTMENTS INC. (COLUMBUS OH)
CT
06/18/1984 - 10/30/1990
ADVEST, INC. (HARTFORD CT)
NA
10/23/1980 - 06/15/1984
VERCOE & COMPANY, INC.
BOTH
Issued 05/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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