Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Guy Thompson is a financial professional with over 20 years of experience in the industry. Walter is currently registered with CU Investment Solutions LLC, where Walter provides investment advice to institutional clients. Prior to joining CU Investment Solutions LLC, Walter was a registered representative at PaineWebber Incorporated. Walter holds the Series 7, Series 63, and Series 66 licenses and the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Non discretionary investment advisory for institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
KS
01/10/2005 - Present
CU Investment Solutions LLC (WICHITA KS)
NJ
02/02/2000 - 11/16/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 03/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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