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Walter Greene

Nylife Securities LLC

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About Walter Greene

Walter Greene is a financial advisor at Nylife Securities LLC. Walter has been a financial advisor for over 10 years, holding both Series 66 and Series 7 licenses. Walter has previously worked at Emerson Equity LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Walter is currently registered with the state of New Jersey.

Firm Information

Walter Greene is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Greene’s Registration & Firm History

NY

12/23/2020 - Present

Nylife Securities LLC (NEW YORK NY)

CA

02/10/2019 - 12/08/2020

EMERSON EQUITY LLC (SAN MATEO CA)

NJ

06/04/2012 - 07/25/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

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Licenses & Designations

BOTH

Issued 12/19/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/02/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/09/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter Greene.
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