Unclaimed
Walter Gonzalez has been in the financial services industry since August 25, 1999. Walter is currently registered with Nylife Distributors LLC. Previously, Walter has been associated with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Walter has passed the Series 6, Series 26 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/12/2009 - Present
Nylife Distributors LLC (NEW YORK NY)
NJ
10/21/1998 - 01/06/2009
AXA ADVISORS, LLC (SECAUCUS NJ)
NY
10/21/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 08/06/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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