Unclaimed
Walter Gerald Rogers is a financial advisor who has been in the industry since June 13, 2000. Walter is currently registered with Cetera Investment Advisers LLC in Louisiana and Texas. Walter is a Certified Financial Planner. Prior to Cetera Investment Advisers LLC, Walter was registered with Hancock Whitney Investment Services Inc. and USAA Financial Advisors, Inc. Walter holds Series 7, 24, 53, 63, 65, 99TO and SIE licenses. Walter has been working with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
08/10/2022 - Present
Cetera Investment Advisers LLC (DENHAM SPRINGS LA)
LA
10/10/2011 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (DENHAM SPRINGS LA)
TX
03/02/2009 - 10/11/2011
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
LA
08/19/2002 - 02/23/2009
HANCOCK INVESTMENT SERVICES, INC. (BATON ROUGE LA)
LA
02/14/2002 - 05/06/2002
FINANCIAL DESIGN, INC. (BATON ROUGE LA)
MO
02/16/2000 - 02/04/2002
EDWARD JONES (ST. LOUIS MO)
IA
Issued 02/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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