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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter George Schwartz is an investment advisor representative with Gregory J. Schwartz & CO., Inc., based in Bloomfield Hills, Michigan. Walter has been in the financial services industry since May 7, 1985. Walter has experience with a variety of financial services including: portfolio management for individuals, pension consulting, financial planning and educational seminars. Walter Schwartz is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 6, 24, 63, 65, 79, and 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
01/12/2023 - Present
Gregory J. Schwartz & CO., Inc. (BLOOMFIELD HILLS MI)
NA
09/19/1988 - 06/03/1989
RODMAN & RENSHAW INC.
NA
02/23/1988 - 09/02/1988
CARR SECURITIES CORPORATION
NA
03/15/1985 - 03/15/1988
GREGORY J. SCHWARTZ & CO., INC.
IA
Issued 05/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 03/14/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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