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Walter Furr Putnam

Northwestern Mutual Investment Services, LLC

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About Walter Furr Putnam

Walter Putnam is a financial professional with over 20 years of experience in the industry. Walter has a wide range of licenses and registrations, including Series 6, 7, 63, and 65. Walter's current firm is Northwestern Mutual Investment Services, LLC, where they have been employed since 1996. Previously, Walter worked at Robert W. Baird & Co. Incorporated. Walter's areas of specialization include investment research, referrals to other advisors, and financial planning. Walter is dedicated to providing personalized financial advice to help clients reach their financial goals.

Firm Information

Walter Putnam is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Walter Putnam’s Registration & Firm History

NC

01/03/1996 - Present

Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)

WI

02/03/1996 - 04/10/1997

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 03/12/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2003

Series 7 - General Securities Representative Examination

BC

Issued 01/02/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Walter Furr Putnam. Review regulatory record here.
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