Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Munoz is a financial advisor with over 20 years of experience in the industry. Walter is currently registered with LPL Financial LLC and has been with the firm since May 2010. Walter holds Series 7, Series 63, Series 65 and SIE licenses and is registered in Delaware, Florida, Georgia, Massachusetts, New Jersey, New York, and South Carolina. In addition to his role at LPL Financial LLC, Walter also has experience with TD Wealth Management Services Inc., BancNorth Investment Group, Inc., Allstate Financial Services, LLC, Quick & Reilly, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
06/15/2020 - Present
LPL Financial LLC (SOUTH AMBOY NJ)
NJ
11/17/2009 - 04/26/2010
TD WEALTH MANAGEMENT SERVICES INC. (MAHWAH NJ)
NJ
01/24/2008 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (RAMSEY NJ)
NJ
08/02/2004 - 06/18/2007
ALLSTATE FINANCIAL SERVICES, LLC (DENVILLE NJ)
NY
01/08/2004 - 04/01/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
10/24/1996 - 03/28/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/25/1996 - 07/17/1996
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
IA
Issued 10/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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