Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Franz Alvarez is a registered representative with National Financial Services LLC in WESTLAKE, TX. Walter has been in the securities industry since 1998 and has experience working with Fidelity Brokerage Services LLC. Walter holds the Series 63, Series 24, Series 99TO, SIE and Series 7 licenses and is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/23/2010 - Present
National Financial Services LLC (WESTLAKE TX)
TX
01/22/2010 - 11/09/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
12/20/2001 - 12/03/2009
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
RI
11/11/1998 - 12/20/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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