Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Francis Wellsfry is a financial advisor with over 30 years of experience in the industry. Walter is currently registered with Wells Fargo Clearing Services, LLC and is located in Walnut Creek, California. Walter has held previous roles with Wells Fargo Investments, LLC, AIG Retirement Advisors, Inc., Wachovia Securities, Inc., Salomon Smith Barney Inc., PaineWebber Incorporated, and Lehman Brothers Inc. Walter holds the Series 7, Series 63, and SIE licenses and is registered in multiple states. Walter is dedicated to providing personalized financial advice and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
03/09/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WALNUT CREEK CA)
CA
11/01/2002 - 03/18/2009
AIG RETIREMENT ADVISORS, INC. (EMERYVILLE CA)
MO
09/03/1999 - 12/06/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
08/06/1996 - 09/10/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
07/30/1990 - 08/09/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/22/1987 - 08/17/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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