Unclaimed
Walter Ferguson is a financial professional with over 5 years of experience in the industry. Walter is currently registered with Thrivent Investment Management Inc. and is located in Sanford, North Carolina. Previously, Walter worked with PRINCIPAL SECURITIES, INC. and MWA FINANCIAL SERVICES INC. Walter's areas of specialization include securities and investment company products/variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
12/24/2019 - Present
Thrivent Investment Management Inc. (Sanford NC)
NC
04/12/2019 - 12/17/2019
PRINCIPAL SECURITIES, INC. (Sanford NC)
NC
02/09/2018 - 01/03/2019
MWA FINANCIAL SERVICES INC. (Sanford NC)
SC
08/26/2016 - 09/29/2016
THRIVENT INVESTMENT MANAGEMENT INC. (MT PLEASANT SC)
BC
Issued 03/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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