Unclaimed
Walter Buettel is a financial advisor who has been in the industry since 2010. Walter is currently registered with Voya Financial Advisors, Inc. Walter is licensed in 53 states and the District of Columbia for broker-dealer activities. Walter is also registered as an investment advisor representative in Connecticut, New York, and Texas. Walter has previously been registered with Commonwealth Financial Network, Voya Financial Advisors, Inc., and ING Financial Advisors, LLC. Walter has passed the Series 63, Series 65, Series 7, and SIE exams. Walter specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
02/28/2024 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
08/17/2023 - 12/14/2023
COMMONWEALTH FINANCIAL NETWORK (Glastonbury CT)
CT
01/03/2011 - 08/18/2023
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
12/18/2009 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IA
Issued 11/08/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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