Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Eugene Theobald is a financial advisor based in Houston, Texas. Walter has been in the financial industry since 1985. Walter is currently registered with RBC Capital Markets, LLC and has been with the firm since March 2012. Walter has previously worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, First Southwest Company, Masterson Moreland Sauer Whisman, Inc., Smith Barney Shearson Inc., Lehman Brothers Inc., Kemper Securities Group, Inc., Lovett Underwood Neuhaus & Webb, Inc., Underwood, Neuhaus & Co., Incorporated, Swink & Company, Inc., and Park, Ryan, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/07/2017 - Present
RBC Capital Markets, LLC (HOUSTON TX)
TX
06/01/2009 - 03/28/2012
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
06/30/2006 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
TX
04/20/2001 - 07/05/2006
WACHOVIA SECURITIES, LLC (HOUSTON TX)
TX
02/26/1996 - 05/18/2001
FIRST SOUTHWEST COMPANY (DALLAS TX)
NA
12/22/1993 - 02/13/1996
MASTERSON MORELAND SAUER WHISMAN, INC.
NY
07/31/1993 - 12/22/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
11/27/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
09/04/1990 - 11/19/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
11/13/1989 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
TX
12/03/1985 - 11/13/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
NA
05/16/1984 - 01/14/1985
SWINK & COMPANY, INC.
NA
04/18/1984 - 05/17/1984
PARK, RYAN, INC.
IA
Issued 08/02/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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