Unclaimed
Walter Zegers is a financial professional with over 15 years of experience in the securities industry. Walter is currently registered with Aldwych Securities LLC in Stamford, CT. Walter is a Series 7 and Series 63 licensed professional. Walter also holds the SIE designation. Walter has previously held positions at Stiefel, Nicolaus & Company, Incorporated, Thomas Weisel Partners LLC and RCG, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/28/2014 - Present
Aldwych Securities LLC (Stamford CT)
NY
07/10/2010 - 07/05/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/07/2005 - 07/20/2010
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
NY
12/13/2004 - 03/31/2005
RCG, LLC (NEW YORK NY)
BC
Issued 12/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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