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Walter Edward Zegers

Aldwych Securities LLC

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About Walter Edward Zegers

Walter Zegers is a financial professional with over 15 years of experience in the securities industry. Walter is currently registered with Aldwych Securities LLC in Stamford, CT. Walter is a Series 7 and Series 63 licensed professional. Walter also holds the SIE designation. Walter has previously held positions at Stiefel, Nicolaus & Company, Incorporated, Thomas Weisel Partners LLC and RCG, LLC.

Firm Information

Walter Zegers is currently registered with Aldwych Securities LLC. Aldwych Securities LLC is a Limited Liability Company formed in 2012. The firm is registered with the Securities and Exchange Commission and is approved in Connecticut and New York.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Zegers’s Registration & Firm History

CT

01/28/2014 - Present

Aldwych Securities LLC (Stamford CT)

NY

07/10/2010 - 07/05/2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

04/07/2005 - 07/20/2010

THOMAS WEISEL PARTNERS LLC (NEW YORK NY)

NY

12/13/2004 - 03/31/2005

RCG, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/22/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter Edward Zegers.
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