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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter E. Hernandez is an investment advisor representative with Wells Fargo Clearing Services, LLC, Walter E. Hernandez has been in the financial industry since 2004. Walter E. Hernandez's current registrations include: a Series 63 and Series 65 license. Walter E. Hernandez has been licensed with Wells Fargo Clearing Services, LLC since 2018. Prior to that, Walter E. Hernandez was with UBS FINANCIAL SERVICES INC. Walter E. Hernandez has worked in the Bakersfield, CA office. Walter E. Hernandez's education and work experience includes: Stockdale High School; Walter E. Hernandez's specializations include: Financial Planning, Pension Consulting, Portfolio Management for Businesses, Portfolio Management for Individuals, and Investment Consulting Services to Institutional Clients. Walter E. Hernandez has a total of 6 approved SRO registrations. Walter E. Hernandez has also been registered in 24 states. Walter E. Hernandez is currently registered with the state of Texas as a resident. Walter E. Hernandez is an experienced financial professional who provides a variety of investment advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/12/2018 - Present
Wells Fargo Clearing Services, LLC (BAKERSFIELD CA)
CA
06/05/2012 - 03/14/2018
UBS FINANCIAL SERVICES INC. (BAKERSFIELD CA)
CA
06/18/2004 - 06/15/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
NY
07/30/2002 - 09/12/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
IA
Issued 03/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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