Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Douglas Beck is a financial advisor who has been in the industry since 1991. Walter has held various roles at companies such as Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc. and National Financial Services LLC. Walter is currently registered with Tailwind Wealth Management, LLC. Walter holds a Series 7, 63, 65, and 24 licenses. Walter holds a Chartered Financial Analyst designation. Walter is a financial advisor with over 30 years of experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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MA
01/27/2022 - Present
Tailwind Wealth Management, LLC (HINGHAM MA)
NH
01/02/2015 - 01/06/2017
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NH
01/02/2015 - 01/06/2017
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MERRIMACK NH)
MA
01/02/2015 - 01/06/2017
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NH
11/19/2013 - 05/18/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (MERRIMACK NH)
NY
10/23/2006 - 10/23/2013
DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)
NY
04/29/2005 - 09/29/2006
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
01/09/2003 - 08/11/2004
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
05/11/1998 - 11/19/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
11/22/1991 - 03/24/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 01/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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