linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Walter Dewayne Lewis

Piper Sandler & Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Walter? Claim Your Profile

About Walter Dewayne Lewis

Walter Dewayne Lewis is a financial professional with over 25 years of experience in the industry. Walter has a background in municipal securities and has held various roles at firms including Progressive Capital Securities Corporation, Gardnyr Michael Capital, Inc., and Benchmark Securities LLC. Walter currently works at Piper Sandler & Co., a firm with a strong focus on investment banking, institutional equity sales and trading, and asset management. Walter specializes in providing financial advice to businesses and state or municipal government entities.

Firm Information

Walter Lewis is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Walter Lewis’s Registration & Firm History

AL

03/12/2015 - Present

Piper Sandler & Co. (BIRMINGHAM AL)

AL

08/27/2012 - 03/31/2015

BENCHMARK SECURITIES LLC (MOODY AL)

AL

08/30/1997 - 08/30/2012

GARDNYR MICHAEL CAPITAL, INC. (BIRMINGHAM AL)

NA

10/20/1988 - 05/30/1990

PROGRESSIVE CAPITAL SECURITIES CORPORATION

Not sure if Walter Dewayne Lewis is right for you?

Licenses & Designations

BC

Issued 09/18/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 09/09/1992

Series 52 - Municipal Securities Representative Examination

BC

Issued 10/19/1988

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Walter Dewayne Lewis.
Not sure if Walter Dewayne Lewis is right for you?