Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Carr has been a financial professional since 1997. Walter is currently registered with Osaic Wealth, Inc., which is a Registered Investment Advisor firm with offices in Scottsdale, Arizona, among other locations. Walter is a Registered Representative and Investment Advisor Representative of Osaic Wealth, Inc. Walter is currently licensed in 14 states, and he holds FINRA Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Walter's experience includes working with insurance companies, investment companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. Walter provides a variety of financial advisory services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/02/2018 - Present
Osaic Wealth, Inc. (YORK PA)
PA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (YORK PA)
PA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (YORK PA)
PA
01/17/2003 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (YORK PA)
PA
07/20/1999 - 12/13/2002
WAYPOINT BROKERAGE SERVICES (YORK PA)
OH
03/24/1998 - 12/21/1998
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
WI
04/16/1997 - 01/30/1998
SII INVESTMENTS, INC. (APPLETON WI)
TX
01/25/1995 - 10/13/1995
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 03/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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