Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Fleak is a financial advisor with over 20 years of experience in the industry. Walter has a proven track record of success in providing financial advice to individuals, families, and businesses. Currently, Walter works for Focus Financial where he provides financial planning, portfolio management, and other services. Prior to his current role, Walter has worked with several firms including PFS INVESTMENTS INC., AXA DISTRIBUTORS, LLC, SECURITIES AMERICA, INC., PROEQUITIES, INC., and INTERSECURITIES, INC. Walter is dedicated to helping clients achieve their financial goals and is committed to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party manager
1
2
MN
08/23/2021 - Present
Focus Financial (MINNEAPOLIS MN)
MN
12/01/2017 - 12/31/2019
PFS INVESTMENTS INC. (MAPLEWOOD MN)
NC
12/11/2015 - 06/02/2017
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
MN
07/23/2014 - 12/07/2015
SECURITIES AMERICA, INC. (EDEN PRAIRIE MN)
AL
01/15/2008 - 07/09/2014
PROEQUITIES, INC. (BIRMINGHAM AL)
FL
04/23/2007 - 07/11/2007
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MN
04/06/2005 - 03/06/2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
MN
11/20/2003 - 03/14/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MO
09/04/2001 - 03/18/2003
FIRST BROKERAGE AMERICA, L.L.C. (CLAYTON MO)
CA
08/23/1996 - 08/22/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BOTH
Issued 10/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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