Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Dalton Murphy is a financial professional with over 20 years of experience in the industry. Currently, Walter is a registered representative with TPG Capital BD, LLC. Walter has a broad range of experience in the financial services industry, having previously worked at both Piper Jaffray & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Walter is also a licensed Series 3, 7, 7TO and SIE, along with a Series 63. Walter is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/29/2024 - Present
TPG Capital BD, LLC (New York NY)
IL
09/05/2002 - 07/31/2007
PIPER JAFFRAY & CO. (CHICAGO IL)
NY
12/12/2001 - 09/27/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/06/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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