Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Coffin Johns is a financial advisor registered with Fidelity Personal And Workplace Advisors. Walter has been in the industry since July 30, 2000. Walter has a diverse background, having previously worked with Fidelity Investments Institutional Services Company, Inc., Fidelity Brokerage Services LLC, CUNA Brokerage Services, Inc. and Dean Witter Reynolds Inc. Walter is a registered investment advisor in Texas and is also licensed to sell securities in Massachusetts, Texas, and Utah. Walter has passed the Series 7, Series 9, Series 10, Series 31, Series 63, and Series 65 exams. Walter specializes in providing financial planning, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/16/2018 - Present
Fidelity Personal AND Workplace Advisors (DALLAS TX)
TX
08/24/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (GRAPEVINE TX)
TX
07/24/2002 - 06/15/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
IA
07/20/2000 - 09/06/2001
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
08/25/1999 - 06/28/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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