Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Clinton Bennett is a financial advisor with Stifel, Nicolaus & Company, Inc. based in San Jose, California. Walter has over 40 years of experience in the financial services industry. His firm, Stifel, Nicolaus & Company, Inc. is a large investment advisor with over $149 billion in assets under management. Walter's specializations include portfolio management for businesses, individuals and pooled investment vehicles. He provides financial planning and educational seminars as well. Walter is a registered representative and an investment advisor representative in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/17/2009 - Present
Stifel, Nicolaus & Company, Inc. (SAN JOSE CA)
CA
01/01/2008 - 04/17/2009
WACHOVIA SECURITIES, LLC (SAN JOSE CA)
CA
10/02/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN JOSE CA)
NA
01/31/1980 - 10/12/1987
PAINEWEBBER INCORPORATED
NA
12/05/1977 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BC
Issued 05/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Walter Bennett is the right advisor for you? Invested Better is here to help.
