Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Clayton Pate is a financial advisor registered with Truist Advisory Services, Inc. Walter has been in the financial services industry since 1996. Walter is currently registered with Truist Advisory Services, Inc. and previously registered with BB&T Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Nationwide Securities, LLC, 1717 Capital Management Company, and Nationwide Advisory Services, Inc.. Walter holds the Series 6, 7, 24, and 66 securities licenses as well as the SIE license. Walter is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
02/17/2021 - Present
Truist Advisory Services, Inc. (MT PLEASANT SC)
VA
02/27/2017 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
SC
07/29/2015 - 02/28/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLESTON SC)
OH
09/18/2001 - 07/06/2015
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
NC
10/23/2006 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (RALEIGH NC)
OH
10/22/1996 - 08/23/2001
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
BOTH
Issued 10/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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