Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Chiang Li is a financial professional with over 20 years of experience in the industry. Walter is currently registered with State Farm VP Management Corp. and holds licenses for Series 6, Series 63, and SIE exams. Walter is also a registered representative in California and has been licensed to practice in the state since 2001. Previously, Walter held a position at NYLIFE Securities Inc. from June 1994 to September 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/16/2000 - Present
State Farm VP Management Corp. (Pinole CA)
NA
06/30/1994 - 09/19/1994
NYLIFE SECURITIES INC.
BC
Issued 11/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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