Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Richter has been a registered representative for over 17 years, working with a variety of clients. Walter currently holds Series 7, 24, 55, 63, 44, 57TO, and SIE licenses, and has worked at both Virtu Americas LLC and Virtu Financial BD LLC. Previously, Walter also worked at firms such as Virtu Financial Capital Markets LLC, ICAP Corporates LLC and Lehman Brothers Inc. Walter is currently located at the Rye Brook branch office of Virtu Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/17/2018 - Present
Virtu Americas LLC (Rye Brook NY)
TX
06/14/2012 - 08/15/2019
VIRTU FINANCIAL BD LLC (AUSTIN TX)
TX
07/06/2006 - 12/24/2018
VIRTU FINANCIAL CAPITAL MARKETS LLC (WEST LAKE HILLS TX)
NY
01/06/2006 - 03/13/2006
ICAP CORPORATES LLC (NEW YORK NY)
NY
08/09/2005 - 11/08/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/22/2008
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2008
Series 44 - PCX Market Maker Exam
BC
Issued 06/06/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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