Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Breakell is a registered investment advisor representative with Marwood Group, and has been active in the industry since 2008. Walter holds a Series 24 license and is registered in New York. Walter has previous experience working for MARWOOD GROUP RESEARCH. Walter has a combined total of 4 product exams and 1 state exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Finder services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
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2
NY
03/13/2021 - Present
Marwood Group (NEW YORK NY)
NY
02/11/2009 - 12/31/2021
MARWOOD GROUP RESEARCH (NEW YORK NY)
IA
Issued 04/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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