Unclaimed
Walter Cady Parkins is a financial professional with over 38 years of experience in the industry. Walter has a strong background in securities, having passed the Series 7, Series 52, Series 53, and Series 63 exams. Walter currently works at Colliers Securities LLC as a registered representative, having joined the firm in 1997. Previously, Walter worked at Dougherty Dawkins LLC for over 13 years. Walter specializes in helping individuals and investment companies with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MN
09/30/1997 - Present
Colliers Securities LLC (MINNEAPOLIS MN)
MN
04/18/1984 - 09/30/1997
DOUGHERTY DAWKINS LLC (MINNEAPOLIS MN)
BC
Issued 05/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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