Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Keys is a financial advisor with over 30 years of experience in the industry. Walter currently works at Captrust. Walter holds the Series 6, 7, 22, 63, and 66 licenses. Walter is also a Certified Financial Planner. In addition to working with clients at Captrust, Walter also has residual income from fixed insurance sales. Walter has a strong track record of providing financial planning and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
07/05/2019 - Present
Captrust (RALEIGH NC)
NC
08/19/2009 - 01/16/2015
LPL FINANCIAL LLC (RALEIGH NC)
NC
06/30/2006 - 09/01/2009
AMERITAS INVESTMENT CORP. (CARY NC)
NC
04/17/1998 - 06/30/2006
CARILLON INVESTMENTS, INC. (CHAPEL HILL, NC)
MN
11/25/1994 - 07/30/1997
MIMLIC SALES CORPORATION (ST. PAUL MN)
DE
12/04/1990 - 10/11/1994
PML SECURITIES COMPANY (NEWARK DE)
NC
12/17/1987 - 12/22/1989
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
06/19/1984 - 02/27/1986
IDS FINANCIAL SERVICES INC.
NA
06/19/1984 - 02/27/1986
IDS MARKETING CORPORATION
BOTH
Issued 02/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/18/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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