Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Brown is a financial advisor with over 7 years of experience in the financial services industry. Walter is currently registered with Citigroup Global Markets Inc. as a Registered Representative (RA). Walter has been registered with Citigroup Global Markets Inc. since September 2023. Prior to joining Citigroup Global Markets Inc., Walter was associated with TRIAD ADVISORS LLC and SECURIAN FINANCIAL SERVICES, INC. Walter is a Chartered Financial Analyst (CFA) and holds Series 7, Series 31, and Series 63 licenses. Walter also holds the Securities Industry Essentials Examination (SIE) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
09/12/2023 - Present
Citigroup Global Markets Inc. (CHICAGO IL)
IL
01/02/2018 - 08/10/2023
TRIAD ADVISORS LLC (Deerfield IL)
IL
12/23/2015 - 12/31/2017
SECURIAN FINANCIAL SERVICES, INC. (Deerfield IL)
BC
Issued 01/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Walter Brown is the right advisor for you? Invested Better is here to help.
