Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Bragdon Smith is a financial advisor at Wells Fargo Clearing Services, LLC. Walter has been in the financial services industry since April 24, 2017. Walter is registered with FINRA and holds Series 66, Series 7, and SIE licenses. Walter is also registered with the state of Minnesota as a registered investment advisor. Walter has a background in broadcasting and voiceover work and uses these skills to create engaging and informative content. Walter has a wide range of experience in the financial services industry, including working with individuals, businesses, and institutional clients. Walter is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/10/2020 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
MN
03/25/2017 - 01/09/2019
MML INVESTORS SERVICES, LLC (Minneapolis MN)
MN
04/25/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MINNETONKA MN)
BOTH
Issued 06/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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